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Trading CFDs involves significant risk of loss

Regulation, Compliance & Secure Trading

  1. Financial Service License regulated by Financial Services Board (FSB)
  2. Client funds are held in segregated accounts
  3. We meet strict financial standards, including capital adequacy and audit requirements.
  4. Full transparency

Security of Funds and Segregated Accounts

Money transferred from clients to FWT Markets is received directly held client money in client segregated trust accounts across a range of major banks, these major banks ensures that funds deposited carry a low credit risk. All client money is managed in accordance with the Financial Services Board clients’ money handling rules and held entirely separate to FWT Markets company funds. Client money is not used for any purpose other than to facilitate clients trading activity.

Regulations

In order to protect invested funds, when selecting a company for a long-term partnership a professional trader should consider not only the company’s trading conditions but also, most importantly, make sure that the company’s operations comply with the relevant country’s legal requirements and with internationally recognized financial standards.

External Audit

FWT Markets has in place an external Independent Auditor to ensure compliance with our regulatory obligations and operational processes.

Licenses

FWT Markets is authorised and regulated by Financial Services Board (FSB) Financial Services Board (FSB). You may view the operations for which we are authorised on the FSB website together with a list of persons* holding personal Authorisation under the company’s license.

The company abides by the strictest standards, including capital adequacy requirements. The company submits financial reports to the FSB on a regular basis including daily reconciliations of client funds.

FSB requires licensed financial services providers to meet strict capital requirements and to implement and comply with internal procedures including risk management, staff training procedures. External audits supplement FWT Markets operational and accounting processes and ensure regulatory compliance.

Systems and Controls

FWT Markets client money procedures and compliance with the FSB Client Money rules are reviewed and monitored on a frequent basis. These processes are also audited on an annual basis by our independent statutory auditors and reported to the FSB. We are also required to submit a monthly Client Money and Assets Return to the FSB.

Partnership with Major Banks

We strive to provide the best conditions for the protection of our clients’ financial assets, so we have established partnership with the world’s largest banks.

Security of Financial Operations

FWT Markets has developed optimal systems and security methods for keeping the trading accounts safe. The security system identifies the account owner using special policies and procedures therefore the financial operations on a trading account can only be performed by the account owner.

Negative Balance Protection

FWT Markets uses an automated transaction monitoring and risk-management system to ensure that a client’s balance will never fall below the level of their initial deposits, protecting them from any losses beyond their original investment at FWT Markets cost. FWT Markets offers clients state-of-the-art trading platforms and additional services that automate many Forex trading processes and can specifically prevent an account’s balance from becoming negative. This is especially important for protecting investors’ funds and avoiding financial charges as a result of a negative account balance.

Risk Management

The Company continually identifies, assesses, monitors and controls each type of risk associated with its operations. This means assessing on a continuous basis the effectiveness of the policies, arrangements and procedures in place which allow the company to easily be able to cover its financial needs and capital requirement at any time.

Legal: Financial Wealth Trading Markets (Pty) Ltd is is authorised by the Financial Service Board (FSB) in South Africa as a Financial Service Provider (FSP) with authorisation number 44133.

Risk Warning: Trading leveraged products such as Forex and CFDs may not be suitable for all investors as they carry a high degree of risk to your capital. Please ensure that you fully understand the risks involved, taking into account your investments objectives and level of experience, before trading, and if necessary seek independent advice.